Unclaimed Profile

Thomas Edward Ryan

FIRST SOUTHEAST 401(K) FIDUCIARIES, INC.·CHARLESTON, South Carolina

SIE, Series 3, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record9 years registeredFIRST SOUTHEAST 401(K) FIDUCIARIES, INC.

2430 MALL DRIVE, CHARLESTON, SC 29406CRD# 1246212Firm CRD# 153113

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Edward Ryan · CHARLESTON, SC

Registration

CRD #1246212 · FIRST SOUTHEAST 401(K) FIDUCIARIES, INC. · 9 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jun 2025 – present

CETERA WEALTH SERVICES, LLC

May 2025 – present

ASSETMARK, INC.

Oct 2022 – Aug 2024

Jacksonville, FL

CADARET GRANT & CO INC

Aug 2019 – Dec 2019

Ft Lauderdale, FL

CUSO FINANCIAL SERVICES, L.P.

Aug 2019 – Dec 2019

Ft Lauderdale, FL

SORRENTO PACIFIC FINANCIAL, LLC

Aug 2019 – Dec 2019

Greer, SC

NEXT FINANCIAL GROUP, INC.

Sep 2016 – Oct 2021

Fort Lauderdale, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · September 27, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUTHSTATE ADVISORY, INC.

CRD 153113 · SEC 801-71264

AUM

$3.4B

Regulatory assets under management

Employees

420 client accounts

Services offered by SOUTHSTATE ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOUTHSTATE ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Thomas Edward Ryan offer?

Thomas Edward Ryan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHARLESTON, South Carolina for a consultation.

What are Thomas Edward Ryan's credentials?

Thomas Edward Ryan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Edward Ryan located?

Thomas Edward Ryan is based in CHARLESTON, South Carolina, working with FIRST SOUTHEAST 401(K) FIDUCIARIES, INC.. Their office serves clients in the CHARLESTON metropolitan area and surrounding communities.

How does Thomas Edward Ryan charge for services?

Thomas Edward Ryan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST SOUTHEAST 401(K) FIDUCIARIES, INC.?

FIRST SOUTHEAST 401(K) FIDUCIARIES, INC. has approximately 20 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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