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John Martin Harman

HAWSER CAPITAL PARTNERS LLC·CHARLESTON, South Carolina
SIE, Series 7, Series 63, Series 6522 years registeredHAWSER CAPITAL PARTNERS LLC
13-A JACOB'S ALLEY, CHARLESTON, SC 29401CRD# 4763429Firm CRD# 309420

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Martin Harman · CHARLESTON, SC
Registration
CRD #4763429 · HAWSER CAPITAL PARTNERS LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: HAWSER CAPITAL PARTNERS LLC
HAWSER CAPITAL MANAGEMENT
Jun 2020 – Aug 2025
Charleston, SC
ROYAL ALLIANCE ASSOCIATES, INC.
Jun 2016 – Jan 2019
CHARLESTON, SC
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
May 2007 – May 2016
CHARLESTON, SC
SECURIAN FINANCIAL SERVICES, INC.
Nov 2005 – Nov 2006
DANIEL ISLAND, SC
MML INVESTORS SERVICES, INC.
Nov 2005 – Nov 2005
MOUNT PLEASANT, SC
MERRILL LYNCH PIERCE FENNER & SMITH INC.
Aug 2004 – Aug 2005
CHARLESTON, SC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · August 6, 2004
Years registered · 22
03

Disclosure History

2020Regulatory·Final
2018Customer Dispute·Settled
2016Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

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04

Frequently Asked Questions

What services does John Martin Harman offer?
John Martin Harman is a registered financial advisor in CHARLESTON, South Carolina.
What are John Martin Harman's credentials?
John Martin Harman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Martin Harman located?
John Martin Harman is based in CHARLESTON, South Carolina, last registered with HAWSER CAPITAL PARTNERS LLC.
How large is HAWSER CAPITAL PARTNERS LLC?
HAWSER CAPITAL PARTNERS LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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Nearby cities in South Carolina
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Research
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