Unclaimed Profile

Brian Alan Barker

SOUTHSTATE ADVISORY, INC.·COLUMBIA, South Carolina

Series 7, Series 63Clean record22 years registeredSOUTHSTATE ADVISORY, INC.

520 GERVAIS ST, COLUMBIA, SC 29201CRD# 4263994Firm CRD# 153113

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Alan Barker · COLUMBIA, SC

Registration

CRD #4263994 · SOUTHSTATE ADVISORY, INC. · 22 years registered

Brand Profile

Not yet started

Career History

SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC

Jan 2026 – present

SOUTHSTATE ADVISORY, INC.

Feb 2017 – Feb 2026

GREENVILLE, SC

MINIS & COMPANY

Nov 2015 – May 2019

Greenville, SC

WACHOVIA SECURITIES, LLC

Feb 2004 – Jan 2006

GREENVILLE, SC

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · February 12, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUTHSTATE ADVISORY, INC.

CRD 153113 · SEC 801-71264

AUM

$3.4B

Regulatory assets under management

Employees

420 client accounts

Services offered by SOUTHSTATE ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOUTHSTATE ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Brian Alan Barker offer?

Brian Alan Barker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COLUMBIA, South Carolina for a consultation.

What are Brian Alan Barker's credentials?

Brian Alan Barker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Alan Barker located?

Brian Alan Barker is based in COLUMBIA, South Carolina, working with SOUTHSTATE ADVISORY, INC.. Their office serves clients in the COLUMBIA metropolitan area and surrounding communities.

How does Brian Alan Barker charge for services?

Brian Alan Barker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUTHSTATE ADVISORY, INC.?

SOUTHSTATE ADVISORY, INC. has approximately 20 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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