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Thomas Eldredge Carroll-Connell

BALLAST ROCK PRIVATE WEALTH LLC·CHARLESTON, South Carolina
Clean recordBALLAST ROCK PRIVATE WEALTH LLC
460 KING STREET, CHARLESTON, SC 29403CRD# 4992661Firm CRD# 322064

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Eldredge Carroll-Connell · CHARLESTON, SC
Registration
CRD #4992661 · BALLAST ROCK PRIVATE WEALTH LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Eldredge Carroll-Connell is a registered financial advisor based in CHARLESTON, South Carolina, affiliated with BALLAST ROCK PRIVATE WEALTH LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
BALLAST ROCK PRIVATE WEALTH LLC
BALLAST ROCK PRIVATE WEALTH
AUM
$171M
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at BALLAST ROCK PRIVATE WEALTH LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Commissions
Regulatory
SEC/IARD CRD# 4992661
Firm CRD# 322064
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Eldredge Carroll-Connell offer?
Thomas Eldredge Carroll-Connell specializes in Financial Planning, Investment Management. Contact their office in CHARLESTON, South Carolina for a consultation.
What are Thomas Eldredge Carroll-Connell's credentials?
Thomas Eldredge Carroll-Connell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Eldredge Carroll-Connell located?
Thomas Eldredge Carroll-Connell is based in CHARLESTON, South Carolina, working with BALLAST ROCK PRIVATE WEALTH LLC. Their office serves clients in the CHARLESTON metropolitan area and surrounding communities.
How does Thomas Eldredge Carroll-Connell charge for services?
Thomas Eldredge Carroll-Connell's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BALLAST ROCK PRIVATE WEALTH LLC?
BALLAST ROCK PRIVATE WEALTH LLC has approximately 10 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BALLAST ROCK PRIVATE WEALTH LLC

Christian Dan Salomone
CHARLESTON, SC
Andrew James Mescon
CHARLESTON, SC
Jason Michael Thonssen
CHARLESTON, SC
Dirk A Hall
CHARLESTON, SC

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Research
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