Unclaimed Profile

Stacey Lea Sternberg

PARSONS CAPITAL MANAGEMENT INC·PROVIDENCE, Rhode Island

Series 63, Series 65Clean record12 years registeredPARSONS CAPITAL MANAGEMENT INC

40 WESTMINSTER STREET, STE 400, PROVIDENCE, RI 02903CRD# 3090697Firm CRD# 106295

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stacey Lea Sternberg · PROVIDENCE, RI

Registration

CRD #3090697 · PARSONS CAPITAL MANAGEMENT INC · 12 years registered

Brand Profile

Not yet started

Career History

PARSONS CAPITAL MANAGEMENT INC

Nov 2013 – present

Registrations & Exams

FINRA examinations passed

Series 63

Series 65

Registration record

First registered · November 25, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PARSONS CAPITAL MANAGEMENT INC

CRD 106295 · SEC 801-45209

AUM

$1.9B

Regulatory assets under management

Employees

1,833 client accounts

Services offered by PARSONS CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PARSONS CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Stacey Lea Sternberg offer?

Stacey Lea Sternberg specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.

What are Stacey Lea Sternberg's credentials?

Stacey Lea Sternberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stacey Lea Sternberg located?

Stacey Lea Sternberg is based in PROVIDENCE, Rhode Island, working with PARSONS CAPITAL MANAGEMENT INC. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.

How does Stacey Lea Sternberg charge for services?

Stacey Lea Sternberg's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARSONS CAPITAL MANAGEMENT INC?

PARSONS CAPITAL MANAGEMENT INC has approximately 21 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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