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Richard Edward Cavanagh

NEWMAN DIGNAN & SHEERAR, INC·PROVIDENCE, Rhode Island
Series 7, Series 63, Series 65Clean record22 years registeredNEWMAN DIGNAN & SHEERAR, INC
260 WEST EXCHANGE STREET, PROVIDENCE, RI 02903CRD# 1385102Firm CRD# 107565

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Edward Cavanagh · PROVIDENCE, RI
Registration
CRD #1385102 · NEWMAN DIGNAN & SHEERAR, INC · 22 years registered
Brand Profile
Not yet started
01

Career History

Feb 2022present
Jul 2006Mar 2017
PROVIDENCE, RI
COLUMBIA MANAGEMENT ADVISORS, INC.
Nov 2003Jan 2004
PROVIDENCE, RI
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · November 19, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NEWMAN DIGNAN & SHEERAR, INC
CRD 107565 · SEC 801-41412
AUM
$613M
Regulatory assets under management
Employees
8
1,042 client accounts
Services offered by NEWMAN DIGNAN & SHEERAR, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Richard Edward Cavanagh offer?
Richard Edward Cavanagh specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.
What are Richard Edward Cavanagh's credentials?
Richard Edward Cavanagh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Edward Cavanagh located?
Richard Edward Cavanagh is based in PROVIDENCE, Rhode Island, working with NEWMAN DIGNAN & SHEERAR, INC. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.
How does Richard Edward Cavanagh charge for services?
Richard Edward Cavanagh's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retirement plan consulting -percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEWMAN DIGNAN & SHEERAR, INC?
NEWMAN DIGNAN & SHEERAR, INC has approximately 8 employees and manages $613M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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