Unclaimed Profile

John James Riley

CORNERSTONE INVESTMENT SERVICES LLC·PROVIDENCE, Rhode Island

SIE, Series 7, Series 24, Series 63, Series 65, Series 86, Series 8723 years registeredCORNERSTONE INVESTMENT SERVICES LLC

245 WATERMAN STREET, PROVIDENCE, RI 02906CRD# 1445860Firm CRD# 129164

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John James Riley · PROVIDENCE, RI

Registration

CRD #1445860 · CORNERSTONE INVESTMENT SERVICES LLC · 23 years registered

Brand Profile

Not yet started

Career History

CORNERSTONE INVESTMENT SERVICES

Jan 2003 – present

CANTELLA & CO., INC.

Nov 2002 – Jul 2005

PROVIDENCE, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 86

Series 87

Registration record

First registered · November 25, 2002

Years registered · 23

Disclosure History

2016Customer Dispute·Denied

2012Customer Dispute·Closed-No Action

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CORNERSTONE INVESTMENT SERVICES LLC

CRD 129164 · SEC 801-66355

AUM

$66M

Regulatory assets under management

Employees

463 client accounts

Services offered by CORNERSTONE INVESTMENT SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CORNERSTONE INVESTMENT SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does John James Riley offer?

John James Riley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.

What are John James Riley's credentials?

John James Riley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John James Riley located?

John James Riley is based in PROVIDENCE, Rhode Island, working with CORNERSTONE INVESTMENT SERVICES LLC. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.

How does John James Riley charge for services?

John James Riley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CORNERSTONE INVESTMENT SERVICES LLC?

CORNERSTONE INVESTMENT SERVICES LLC has approximately 6 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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