Unclaimed Profile

Francis Giorgio

PROVIDENCE INVESTMENT MANAGEMENT, LP·PROVIDENCE, Rhode Island

Series 3, Series 7, Series 27, Series 63, Series 65Clean record15 years registeredPROVIDENCE INVESTMENT MANAGEMENT, LP

500 EXCHANGE STREET, PROVIDENCE, RI 02903CRD# 1894501Firm CRD# 129848

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Francis Giorgio · PROVIDENCE, RI

Registration

CRD #1894501 · PROVIDENCE INVESTMENT MANAGEMENT, LP · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROVIDENCE INVESTMENT MANAGEMENT, LP

PROVIDENCE INVESTMENT MANAGEMENT, LP

Nov 2010 – Nov 2017

PROVIDENCE, RI

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 27

Series 63

Series 65

Registration record

First registered · November 3, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROVIDENCE INVESTMENT MANAGEMENT, LP

CRD 129848 · SEC 801-73845

AUM

$3.1B

Regulatory assets under management

Employees

4 client accounts

Services offered by PROVIDENCE INVESTMENT MANAGEMENT, LP

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at PROVIDENCE INVESTMENT MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does Francis Giorgio offer?

Francis Giorgio specializes in Retirement Planning.

What are Francis Giorgio's credentials?

Francis Giorgio is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Francis Giorgio located?

Francis Giorgio is based in PROVIDENCE, Rhode Island, last registered with PROVIDENCE INVESTMENT MANAGEMENT, LP.

How does Francis Giorgio charge for services?

Francis Giorgio's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROVIDENCE INVESTMENT MANAGEMENT, LP?

PROVIDENCE INVESTMENT MANAGEMENT, LP has approximately 20 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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