Unclaimed Profile

Charles Alfred Pulcano

OCEAN STATE ASSET MANAGEMENT, LLC·PROVIDENCE, Rhode Island

Series 7, Series 63, Series 6520 years registeredOCEAN STATE ASSET MANAGEMENT, LLC

101 DYER STREET, PROVIDENCE, RI 02903-3908CRD# 2139987Firm CRD# 133452

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Alfred Pulcano · PROVIDENCE, RI

Registration

CRD #2139987 · OCEAN STATE ASSET MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OCEAN STATE ASSET MANAGEMENT, LLC

OCEAN STATE ASSET MANAGEMENT, LLC

Oct 2005 – Dec 2009

PROVIDENCE, RI

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · October 11, 2005

Years registered · 20

Disclosure History

2004Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

OCEAN STATE ASSET MANAGEMENT, LLC

CRD 133452 · SEC 801-64243

AUM

$176M

Regulatory assets under management

Employees

9 client accounts

Services offered by OCEAN STATE ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at OCEAN STATE ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Alfred Pulcano offer?

Charles Alfred Pulcano specializes in Investment Management, Wealth Management.

What are Charles Alfred Pulcano's credentials?

Charles Alfred Pulcano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Alfred Pulcano located?

Charles Alfred Pulcano is based in PROVIDENCE, Rhode Island, last registered with OCEAN STATE ASSET MANAGEMENT, LLC.

How does Charles Alfred Pulcano charge for services?

Charles Alfred Pulcano's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OCEAN STATE ASSET MANAGEMENT, LLC?

OCEAN STATE ASSET MANAGEMENT, LLC has approximately 1 employees and manages $176M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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