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Charles Jeffries Means

CHARLES J. MEANS & CO., LLC·PROVIDENCE, Rhode Island
Series 6523 years registeredCHARLES J. MEANS & CO., LLC
312 WICKENDEN STREET, PROVIDENCE, RI 02903CRD# 4574371Firm CRD# 120178

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charles Jeffries Means · PROVIDENCE, RI
Registration
CRD #4574371 · CHARLES J. MEANS & CO., LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

CHARLES J. MEANS & CO., LLC
Nov 2002 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · November 4, 2002
Years registered · 23
03

Disclosure History

2017Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
CHARLES J. MEANS & CO., LLC
CRD 120178 · SEC 801-62803
AUM
$25M
Regulatory assets under management
Employees
1
47 client accounts
Services offered by CHARLES J. MEANS & CO., LLC
Per Form ADV
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at CHARLES J. MEANS & CO., LLC →
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05

Frequently Asked Questions

What services does Charles Jeffries Means offer?
Charles Jeffries Means specializes in Investment Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.
What are Charles Jeffries Means's credentials?
Charles Jeffries Means is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Jeffries Means located?
Charles Jeffries Means is based in PROVIDENCE, Rhode Island, working with CHARLES J. MEANS & CO., LLC. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.
How does Charles Jeffries Means charge for services?
Charles Jeffries Means's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CHARLES J. MEANS & CO., LLC?
CHARLES J. MEANS & CO., LLC has approximately 1 employees and manages $25M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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