Unclaimed Profile

Harold Edward Briggs

BRIGGS ADVISORY GROUP, INC.·LINCOLN, Rhode Island

SIE, Series 7, Series 24, Series 66CFPPFSClean record24 years registeredBRIGGS ADVISORY GROUP, INC.

24 ALBION ROAD, LINCOLN, RI 02865CRD# 4404074Firm CRD# 291947

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harold Edward Briggs · LINCOLN, RI

Registration

CRD #4404074 · BRIGGS ADVISORY GROUP, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BRIGGS ADVISORY GROUP, INC.

FOCUS PARTNERS WEALTH, LLC

Jul 2024 – Jan 2026

LINCOLN, RI

BUCKINGHAM STRATEGIC WEALTH, LLC

Dec 2023 – Jul 2024

LINCOLN, RI

BRIGGS ADVISORY GROUP, INC.

Mar 2018 – Dec 2023

LINCOLN, RI

BENTLEY WEALTH ADVISORS, LLC

Jun 2003 – Aug 2013

WARWICK, RI

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

May 2002 – May 2003

WARWICK, RI

1ST GLOBAL ADVISORS INC

Mar 2002 – Oct 2018

WARWICK, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · March 6, 2002

Years registered · 24

Professional designations · CFP, PFS

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRIGGS ADVISORY GROUP, INC.

CRD 291947 · SEC 801-112491

AUM

$421M

Regulatory assets under management

Employees

968 client accounts

Services offered by BRIGGS ADVISORY GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIGGS ADVISORY GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Harold Edward Briggs offer?

Harold Edward Briggs specializes in Financial Planning, Investment Management, Wealth Management.

What are Harold Edward Briggs's credentials?

Harold Edward Briggs holds the following professional designations: CFP, PFS. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Harold Edward Briggs located?

Harold Edward Briggs is based in LINCOLN, Rhode Island, last registered with BRIGGS ADVISORY GROUP, INC..

How does Harold Edward Briggs charge for services?

Harold Edward Briggs's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIGGS ADVISORY GROUP, INC.?

BRIGGS ADVISORY GROUP, INC. has approximately 8 employees and manages $421M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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