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Daniel Joseph Sowa

SOWA FINANCIAL GROUP INC·LINCOLN, Rhode Island
SIE, Series 7Clean recordSOWA FINANCIAL GROUP INC
24 ALBION ROAD, LINCOLN, RI 02865CRD# 6182681Firm CRD# 107646

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Daniel Joseph Sowa · LINCOLN, RI
Registration
CRD #6182681 · SOWA FINANCIAL GROUP INC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SOWA FINANCIAL GROUP INC
CRD 107646 · SEC 801-43008
AUM
$352M
Regulatory assets under management
Employees
7
1,223 client accounts
Services offered by SOWA FINANCIAL GROUP INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SOWA FINANCIAL GROUP INC →
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Frequently Asked Questions

What services does Daniel Joseph Sowa offer?
Daniel Joseph Sowa specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LINCOLN, Rhode Island for a consultation.
What are Daniel Joseph Sowa's credentials?
Daniel Joseph Sowa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel Joseph Sowa located?
Daniel Joseph Sowa is based in LINCOLN, Rhode Island, working with SOWA FINANCIAL GROUP INC. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.
How does Daniel Joseph Sowa charge for services?
Daniel Joseph Sowa's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOWA FINANCIAL GROUP INC?
SOWA FINANCIAL GROUP INC has approximately 7 employees and manages $352M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SOWA FINANCIAL GROUP INC

Donald Joseph Sowa
LINCOLN, RI
CFP
Donna Grace Sowa Allard
LINCOLN, RI
CFP

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Nearby cities in Rhode Island
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Research
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