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Christopher J Ricci

BRIGGS ADVISORY GROUP, INC.·LINCOLN, Rhode Island
SIE, Series 7, Series 65, Series 66CFPClean record17 years registeredBRIGGS ADVISORY GROUP, INC.
24 ALBION ROAD, LINCOLN, RI 02865CRD# 5575929Firm CRD# 291947

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher J Ricci · LINCOLN, RI
Registration
CRD #5575929 · BRIGGS ADVISORY GROUP, INC. · 17 years registered
Brand Profile
Not yet started
01

Career History

FOCUS PARTNERS WEALTH, LLC
Jul 2024 – present
BUCKINGHAM STRATEGIC WEALTH, LLC
Dec 2023 – Jul 2024
LINCOLN, RI
BRIGGS ADVISORY GROUP, INC.
Mar 2018 – Dec 2023
LINCOLN, RI
1ST GLOBAL ADVISORS INC
Feb 2009 – Jun 2018
WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC
Aug 2008 – Aug 2013
WARWICK, RI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 65
Series 66
Registration record
First registered · August 26, 2008
Years registered · 17
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BRIGGS ADVISORY GROUP, INC.
CRD 291947 · SEC 801-112491
AUM
$421M
Regulatory assets under management
Employees
8
968 client accounts
Services offered by BRIGGS ADVISORY GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BRIGGS ADVISORY GROUP, INC. →
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05

Frequently Asked Questions

What services does Christopher J Ricci offer?
Christopher J Ricci specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LINCOLN, Rhode Island for a consultation.
What are Christopher J Ricci's credentials?
Christopher J Ricci holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Christopher J Ricci located?
Christopher J Ricci is based in LINCOLN, Rhode Island, working with BRIGGS ADVISORY GROUP, INC.. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.
How does Christopher J Ricci charge for services?
Christopher J Ricci's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BRIGGS ADVISORY GROUP, INC.?
BRIGGS ADVISORY GROUP, INC. has approximately 8 employees and manages $421M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BRIGGS ADVISORY GROUP, INC.

Harold Edward Briggs
LINCOLN, RI
CFPPFS

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