AdvisorOS Directory
Claim Profile
Unclaimed Profile
DS

Donald Joseph Sowa

SOWA FINANCIAL GROUP INC·LINCOLN, Rhode Island
Clean recordSOWA FINANCIAL GROUP INC
24 ALBION ROAD, LINCOLN, RI 02865CRD# 1754537Firm CRD# 107646

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Donald Joseph Sowa · LINCOLN, RI
Registration
CRD #1754537 · SOWA FINANCIAL GROUP INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Donald Joseph Sowa is a registered financial advisor based in LINCOLN, Rhode Island, affiliated with SOWA FINANCIAL GROUP INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

Speak with Donald

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Donald is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
SOWA FINANCIAL GROUP INC
SOWA FINANCIAL GROUP
AUM
$352M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at SOWA FINANCIAL GROUP INC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1754537
Firm CRD# 107646
View on FINRA BrokerCheck →

Looking for a financial advisor in LINCOLN?

Browse all registered financial advisors in LINCOLN, Rhode Island or claim this profile if it's yours.

Browse LINCOLN AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Donald Joseph Sowa offer?
Donald Joseph Sowa specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LINCOLN, Rhode Island for a consultation.
What are Donald Joseph Sowa's credentials?
Donald Joseph Sowa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Donald Joseph Sowa located?
Donald Joseph Sowa is based in LINCOLN, Rhode Island, working with SOWA FINANCIAL GROUP INC. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.
How does Donald Joseph Sowa charge for services?
Donald Joseph Sowa's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOWA FINANCIAL GROUP INC?
SOWA FINANCIAL GROUP INC has approximately 7 employees and manages $352M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SOWA FINANCIAL GROUP INC

Daniel Joseph Sowa
LINCOLN, RI
Donna Grace Sowa Allard
LINCOLN, RI

More Advisors in LINCOLN, Rhode Island

Harold Edward Briggs
BRIGGS ADVISORY GROUP, INC.·LINCOLN, RI
Christopher J Ricci
BRIGGS ADVISORY GROUP, INC.·LINCOLN, RI

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Rhode Island
PROVIDENCE (133)SMITHFIELD (23)WESTERLY (17)NEWPORT (12)WARWICK (11)WEST WARWICK (9)MIDDLETOWN (8)JOHNSTON (7)CRANSTON (7)WOONSOCKET (6)
City Guides
PROVIDENCE GuideSMITHFIELD GuideWESTERLY GuideNEWPORT GuideWARWICK Guide
Research
Advisor Fees in Rhode IslandNational Fee Analysis
Request removal of this profile