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Donald Joseph Sowa

SOWA FINANCIAL GROUP INC·LINCOLN, Rhode Island
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24 ALBION ROAD, LINCOLN, RI 02865CRD# 1754537Firm CRD# 107646
01

About

Donald Joseph Sowa is a registered financial advisor based in LINCOLN, Rhode Island, affiliated with SOWA FINANCIAL GROUP INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SOWA FINANCIAL GROUP INC
SOWA FINANCIAL GROUP
AUM
$352M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at SOWA FINANCIAL GROUP INC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1754537
Firm CRD# 107646
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Donald Joseph Sowa offer?
Donald Joseph Sowa specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LINCOLN, Rhode Island for a consultation.
What are Donald Joseph Sowa's credentials?
Donald Joseph Sowa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Donald Joseph Sowa located?
Donald Joseph Sowa is based in LINCOLN, Rhode Island, working with SOWA FINANCIAL GROUP INC. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.
How does Donald Joseph Sowa charge for services?
Donald Joseph Sowa's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOWA FINANCIAL GROUP INC?
SOWA FINANCIAL GROUP INC has approximately 7 employees and manages $352M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in LINCOLN
Harold Edward Briggs — BRIGGS ADVISORY GROUP, INC.Christopher J Ricci — BRIGGS ADVISORY GROUP, INC.Donna Grace Sowa Allard — SOWA FINANCIAL GROUP INCDaniel Joseph Sowa — SOWA FINANCIAL GROUP INC
Nearby cities in Rhode Island
PROVIDENCE (133)SMITHFIELD (23)WESTERLY (17)NEWPORT (12)WARWICK (11)
City Guides
PROVIDENCE GuideSMITHFIELD GuideWESTERLY GuideNEWPORT GuideWARWICK Guide
Research
Advisor Fees in Rhode IslandNational Fee Analysis
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