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Donald Joseph Sowa

SOWA FINANCIAL GROUP INC·LINCOLN, Rhode Island
SIE, Series 6, Series 7, Series 22, Series 24, Series 62, Series 63, Series 65CFP31 years registeredSOWA FINANCIAL GROUP INC
24 ALBION ROAD, LINCOLN, RI 02865CRD# 1754537Firm CRD# 107646

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Donald Joseph Sowa · LINCOLN, RI
Registration
CRD #1754537 · SOWA FINANCIAL GROUP INC · 31 years registered
Brand Profile
Not yet started
01

Career History

SOWA FINANCIAL GROUP
Mar 1995 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 22
Series 24
Series 62
Series 63
Series 65
Registration record
First registered · March 5, 1995
Years registered · 31
Professional designation · CFP
03

Disclosure History

2004Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
SOWA FINANCIAL GROUP INC
CRD 107646 · SEC 801-43008
AUM
$352M
Regulatory assets under management
Employees
7
1,223 client accounts
Services offered by SOWA FINANCIAL GROUP INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SOWA FINANCIAL GROUP INC →
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05

Frequently Asked Questions

What services does Donald Joseph Sowa offer?
Donald Joseph Sowa specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LINCOLN, Rhode Island for a consultation.
What are Donald Joseph Sowa's credentials?
Donald Joseph Sowa holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Donald Joseph Sowa located?
Donald Joseph Sowa is based in LINCOLN, Rhode Island, working with SOWA FINANCIAL GROUP INC. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.
How does Donald Joseph Sowa charge for services?
Donald Joseph Sowa's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOWA FINANCIAL GROUP INC?
SOWA FINANCIAL GROUP INC has approximately 7 employees and manages $352M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SOWA FINANCIAL GROUP INC

Daniel Joseph Sowa
LINCOLN, RI
Donna Grace Sowa Allard
LINCOLN, RI
CFP

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