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Mynde Sue Siperstein

ELIOT ROSE ASSET MANAGEMENT, LLC·CRANSTON, Rhode Island
Clean recordELIOT ROSE ASSET MANAGEMENT, LLC
1000 CHAPEL VIEW BLVD., CRANSTON, RI 02920CRD# 4528749Firm CRD# 120465

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mynde Sue Siperstein · CRANSTON, RI
Registration
CRD #4528749 · ELIOT ROSE ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Mynde Sue Siperstein is a registered financial advisor based in CRANSTON, Rhode Island, affiliated with ELIOT ROSE ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ELIOT ROSE WEALTH MANAGEMENT, LLC
ELIOT ROSE WEALTH MANAGEMENT, LLC
AUM
$126M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at ELIOT ROSE WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4528749
Firm CRD# 120465
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mynde Sue Siperstein offer?
Mynde Sue Siperstein specializes in Financial Planning, Investment Management. Contact their office in CRANSTON, Rhode Island for a consultation.
What are Mynde Sue Siperstein's credentials?
Mynde Sue Siperstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mynde Sue Siperstein located?
Mynde Sue Siperstein is based in CRANSTON, Rhode Island, working with ELIOT ROSE ASSET MANAGEMENT, LLC. Their office serves clients in the CRANSTON metropolitan area and surrounding communities.
How does Mynde Sue Siperstein charge for services?
Mynde Sue Siperstein's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ELIOT ROSE ASSET MANAGEMENT, LLC?
ELIOT ROSE ASSET MANAGEMENT, LLC has approximately 4 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ELIOT ROSE ASSET MANAGEMENT, LLC

Jason Eliot Siperstein
WEST WARWICK, RI
Paul Joseph Mcdermott
CRANSTON, RI
Gary Steven Siperstein
WEST WARWICK, RI

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Research
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