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Robert John Radoccia

THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC·CRANSTON, Rhode Island
SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record25 years registeredTHE CAPITAL GROUP FIDUCIARY ADVISORS, LLC
1220 PONTIAC AVE, CRANSTON, RI 02920CRD# 2591278Firm CRD# 295193

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert John Radoccia · CRANSTON, RI
Registration
CRD #2591278 · THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC
Jul 2018 – present
THE CAPITAL GROUP
Jun 2001 – Dec 2018
CRANSTON, RI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 52TO
Series 53
Series 63
Series 65
Series 99TO
Registration record
First registered · June 20, 2001
Years registered · 25
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC
CRD 295193 · SEC 801-113587
AUM
$154M
Regulatory assets under management
Employees
3
646 client accounts
Services offered by THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Robert John Radoccia offer?
Robert John Radoccia specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CRANSTON, Rhode Island for a consultation.
What are Robert John Radoccia's credentials?
Robert John Radoccia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert John Radoccia located?
Robert John Radoccia is based in CRANSTON, Rhode Island, working with THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC. Their office serves clients in the CRANSTON metropolitan area and surrounding communities.
How does Robert John Radoccia charge for services?
Robert John Radoccia's firm is compensated through percentage of aum, hourly charges, other: setup fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC?
THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC has approximately 3 employees and manages $154M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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