Unclaimed Profile

John Kent Beard

NORTHWEST ADVISORS, INC.·WARREN, Pennsylvania

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFP ChFC24 years registeredNORTHWEST ADVISORS, INC.

100 LIBERTY STREET, WARREN, PA 16365CRD# 1590200Firm CRD# 154032

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Kent Beard · WARREN, PA

Registration

CRD #1590200 · NORTHWEST ADVISORS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHWEST ADVISORS, INC.

LPL FINANCIAL LLC

Oct 2017 – Oct 2021

WARREN, PA

CETERA INVESTMENT ADVISERS LLC

Jul 2015 – Oct 2017

WARREN, PA

NORTHWEST ADVISORS, INC.

Oct 2011 – Dec 2018

WARREN, PA

OBS FINANCIAL SERVICES, INC.

Oct 2008 – Mar 2012

CONCORD, CA

UVEST FINANCIAL SERVICES GROUP, INC.

Mar 2004 – Oct 2008

STATE COLLEGE, PA

M&T SECURITIES, INC.

Aug 2002 – Mar 2004

BUFFALO, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · August 13, 2002

Years registered · 24

Professional designations · CFP, ChFC

Disclosure History

2008Customer Dispute·Denied

2006Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NORTHWEST ADVISORS, INC.

CRD 154032 · SEC 801-78838

AUM

$362M

Regulatory assets under management

Employees

2,414 client accounts

Services offered by NORTHWEST ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NORTHWEST ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does John Kent Beard offer?

John Kent Beard specializes in Financial Planning, Investment Management.

What are John Kent Beard's credentials?

John Kent Beard holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Kent Beard located?

John Kent Beard is based in WARREN, Pennsylvania, last registered with NORTHWEST ADVISORS, INC..

How does John Kent Beard charge for services?

John Kent Beard's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHWEST ADVISORS, INC.?

NORTHWEST ADVISORS, INC. has approximately 22 employees and manages $362M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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