Unclaimed Profile

William Michael Guthrie

NORTHWEST ADVISORS, INC.·WARREN, Pennsylvania

SIE, Series 4, Series 6, Series 7, Series 24, Series 63, Series 65CFP CFA ChFCClean record23 years registeredNORTHWEST ADVISORS, INC.

100 LIBERTY STREET, WARREN, PA 16365CRD# 1803544Firm CRD# 154032

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Michael Guthrie · WARREN, PA

Registration

CRD #1803544 · NORTHWEST ADVISORS, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHWEST ADVISORS, INC.

AE WEALTH MANAGEMENT, LLC

Jan 2021 – Dec 2021

AUSTIN, TX

NORTHWEST ADVISORS, INC.

Jan 2013 – Mar 2017

WARREN, PA

NATCITY INVESTMENTS, INC.

Apr 2003 – Jan 2007

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 30, 2003

Years registered · 23

Professional designations · CFP, CFA, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHWEST ADVISORS, INC.

CRD 154032 · SEC 801-78838

AUM

$362M

Regulatory assets under management

Employees

2,414 client accounts

Services offered by NORTHWEST ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NORTHWEST ADVISORS, INC. →

Introduction

Speak with William

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if William is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WARREN?

Browse all registered financial advisors in WARREN, Pennsylvania or claim this profile if it's yours.

Browse WARREN Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does William Michael Guthrie offer?

William Michael Guthrie specializes in Financial Planning, Investment Management.

What are William Michael Guthrie's credentials?

William Michael Guthrie holds the following professional designations: CFP, CFA, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is William Michael Guthrie located?

William Michael Guthrie is based in WARREN, Pennsylvania, last registered with NORTHWEST ADVISORS, INC..

How does William Michael Guthrie charge for services?

William Michael Guthrie's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHWEST ADVISORS, INC.?

NORTHWEST ADVISORS, INC. has approximately 22 employees and manages $362M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →