Unclaimed Profile

Gerald Joshua Kane

NORDWAND ADVISORS, LLC·RADNOR, Pennsylvania

SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 66, Series 99TOClean record22 years registeredNORDWAND ADVISORS, LLC

150 N. RADNOR CHESTER RD, RADNOR, PA 19087CRD# 1598143Firm CRD# 322936

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerald Joshua Kane · RADNOR, PA

Registration

CRD #1598143 · NORDWAND ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

NORDWAND ADVISORS

Dec 2022 – present

J.P. MORGAN SECURITIES LLC

Apr 2022 – Dec 2022

PHILADELPHIA, PA

MORGAN STANLEY

Aug 2017 – Apr 2022

Yardley, PA

UBS FINANCIAL SERVICES INC.

Jun 2016 – Aug 2017

PHILADELPHIA, PA

CREDIT SUISSE SECURITIES (USA) LLC

Feb 2009 – May 2016

WEST CONSHOHOCKEN, PA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Dec 2003 – Feb 2009

W.CONSHOHOCKEN, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · December 11, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORDWAND ADVISORS, LLC

CRD 322936 · SEC 801-126490

AUM

$3.5B

Regulatory assets under management

Employees

109 client accounts

Services offered by NORDWAND ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NORDWAND ADVISORS, LLC →

Introduction

Speak with Gerald

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Gerald is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RADNOR?

Browse all registered financial advisors in RADNOR, Pennsylvania or claim this profile if it's yours.

Browse RADNOR Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Gerald Joshua Kane offer?

Gerald Joshua Kane specializes in Financial Planning, Investment Management. Contact their office in RADNOR, Pennsylvania for a consultation.

What are Gerald Joshua Kane's credentials?

Gerald Joshua Kane is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gerald Joshua Kane located?

Gerald Joshua Kane is based in RADNOR, Pennsylvania, working with NORDWAND ADVISORS, LLC. Their office serves clients in the RADNOR metropolitan area and surrounding communities.

How does Gerald Joshua Kane charge for services?

Gerald Joshua Kane's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORDWAND ADVISORS, LLC?

NORDWAND ADVISORS, LLC has approximately 7 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →