Unclaimed Profile

James Steuart Hemphill

PROFESSIONAL FINANCIAL ADVISORS INC·RADNOR, Pennsylvania

Series 5, Series 7, Series 8, Series 15, Series 63, Series 65Clean record34 years registeredPROFESSIONAL FINANCIAL ADVISORS INC

100 W. MATSONFORD ROAD, RADNOR, PA 19087CRD# 858854Firm CRD# 107289

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Steuart Hemphill · RADNOR, PA

Registration

CRD #858854 · PROFESSIONAL FINANCIAL ADVISORS INC · 34 years registered

Brand Profile

Not yet started

Career History

TGS FINANCIAL ADVISORS

Jan 2005 – present

TGS FINANCIAL ADVISORS

Oct 1991 – Dec 2004

MEDIA, PA

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 8

Series 15

Series 63

Series 65

Registration record

First registered · October 3, 1991

Years registered · 34

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROFESSIONAL FINANCIAL ADVISORS INC

CRD 107289 · SEC 801-38963

AUM

$340M

Regulatory assets under management

Employees

1,190 client accounts

Services offered by PROFESSIONAL FINANCIAL ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PROFESSIONAL FINANCIAL ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does James Steuart Hemphill offer?

James Steuart Hemphill specializes in Financial Planning, Investment Management. Contact their office in RADNOR, Pennsylvania for a consultation.

What are James Steuart Hemphill's credentials?

James Steuart Hemphill is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Steuart Hemphill located?

James Steuart Hemphill is based in RADNOR, Pennsylvania, working with PROFESSIONAL FINANCIAL ADVISORS INC. Their office serves clients in the RADNOR metropolitan area and surrounding communities.

How does James Steuart Hemphill charge for services?

James Steuart Hemphill's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROFESSIONAL FINANCIAL ADVISORS INC?

PROFESSIONAL FINANCIAL ADVISORS INC has approximately 14 employees and manages $340M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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