Unclaimed Profile

James Francis Martin

NORDWAND ADVISORS, LLC·RADNOR, Pennsylvania

SIE, Series 3, Series 5, Series 7, Series 15, Series 24, Series 27, Series 63, Series 6618 years registeredNORDWAND ADVISORS, LLC

150 N. RADNOR CHESTER RD, RADNOR, PA 19087CRD# 1218618Firm CRD# 322936

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Francis Martin · RADNOR, PA

Registration

CRD #1218618 · NORDWAND ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

NORDWAND INVESTMENTS, LLC

Mar 2023 – present

NORDWAND ADVISORS

Nov 2022 – present

MORGAN STANLEY

Apr 2016 – Dec 2022

West Conshohocken, PA

CREDIT SUISSE SECURITIES (USA) LLC

Sep 2008 – May 2016

WEST CONSHOHOCKEN, PA

DEUTSCHE BANK SECURITIES INC.

Mar 2008 – Sep 2008

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 15

Series 24

Series 27

Series 63

Series 66

Registration record

First registered · March 17, 2008

Years registered · 18

Disclosure History

2026Customer Dispute·Pending

2003Customer Dispute·Settled

2002Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NORDWAND ADVISORS, LLC

CRD 322936 · SEC 801-126490

AUM

$3.5B

Regulatory assets under management

Employees

109 client accounts

Services offered by NORDWAND ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NORDWAND ADVISORS, LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RADNOR?

Browse all registered financial advisors in RADNOR, Pennsylvania or claim this profile if it's yours.

Browse RADNOR Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Francis Martin offer?

James Francis Martin specializes in Financial Planning, Investment Management. Contact their office in RADNOR, Pennsylvania for a consultation.

What are James Francis Martin's credentials?

James Francis Martin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Francis Martin located?

James Francis Martin is based in RADNOR, Pennsylvania, working with NORDWAND ADVISORS, LLC. Their office serves clients in the RADNOR metropolitan area and surrounding communities.

How does James Francis Martin charge for services?

James Francis Martin's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORDWAND ADVISORS, LLC?

NORDWAND ADVISORS, LLC has approximately 7 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →