Unclaimed Profile

Sean Aloysius Bergin

IRONVIEW CAPITAL MANAGEMENT, LLC·KING OF PRUSSIA, Pennsylvania

SIE, Series 7, Series 7TO, Series 31, Series 63, Series 66Clean record22 years registeredIRONVIEW CAPITAL MANAGEMENT, LLC

660 AMERICAN AVE, KING OF PRUSSIA, PA 19406CRD# 4548929Firm CRD# 150250

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Aloysius Bergin · KING OF PRUSSIA, PA

Registration

CRD #4548929 · IRONVIEW CAPITAL MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

ROCKEFELLER CAPITAL MANAGEMENT

Jan 2025 – present

MORGAN STANLEY

Mar 2020 – Feb 2025

Blue Bell, PA

IRONVIEW CAPITAL MANAGEMENT, LLC

Jun 2009 – Dec 2020

KING OF PRUSSIA, PA

CITRIN COOPERMAN WEALTH MANAGEMENT, LP

Mar 2009 – Jul 2014

PHILADELPHIA, PA

YMSR ADVISORS, INC.

Oct 2003 – Dec 2008

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 31

Series 63

Series 66

Registration record

First registered · October 9, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IRONVIEW CAPITAL MANAGEMENT, LLC

CRD 150250 · SEC 801-78950

AUM

$851M

Regulatory assets under management

Employees

355 client accounts

Services offered by IRONVIEW CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at IRONVIEW CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Sean Aloysius Bergin offer?

Sean Aloysius Bergin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KING OF PRUSSIA, Pennsylvania for a consultation.

What are Sean Aloysius Bergin's credentials?

Sean Aloysius Bergin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Aloysius Bergin located?

Sean Aloysius Bergin is based in KING OF PRUSSIA, Pennsylvania, working with IRONVIEW CAPITAL MANAGEMENT, LLC. Their office serves clients in the KING OF PRUSSIA metropolitan area and surrounding communities.

How does Sean Aloysius Bergin charge for services?

Sean Aloysius Bergin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IRONVIEW CAPITAL MANAGEMENT, LLC?

IRONVIEW CAPITAL MANAGEMENT, LLC has approximately 11 employees and manages $851M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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