Unclaimed Profile

Todd Michael Brady

BERGIN, ROBERTS & CO. LLC·BLUE BELL, Pennsylvania

SIE, Series 7, Series 63, Series 66Clean record23 years registeredBERGIN, ROBERTS & CO. LLC

925 HARVEST DRIVE, BLUE BELL, PA 19422CRD# 4570692Firm CRD# 150250

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Todd Michael Brady · BLUE BELL, PA

Registration

CRD #4570692 · BERGIN, ROBERTS & CO. LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BERGIN, ROBERTS & CO. LLC

NUVEEN ASSET MANAGEMENT, LLC

Jun 2020 – Sep 2025

Phoenixville, PA

WELLS FARGO FUNDS MANAGEMENT, LLC

Dec 2017 – Jan 2020

Pheonixville, PA

BERGIN, ROBERTS & CO. LLC

Oct 2014 – Oct 2015

BLUE BELL, PA

LOCKWOOD ADVISORS INC

Jul 2010 – Sep 2014

KING OF PRUSSIA, PA

BNY MELLON MANAGED INVESTMENTS, INC.

Feb 2007 – Dec 2010

KING OF PRUSSIA, PA

LOCKWOOD ADVISORS INC

Jul 2004 – Aug 2006

MALVERN, PA

AXA ADVISORS, LLC

Sep 2002 – Mar 2004

BALA CYNWYD, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · September 10, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IRONVIEW CAPITAL MANAGEMENT, LLC

CRD 150250 · SEC 801-78950

AUM

$851M

Regulatory assets under management

Employees

355 client accounts

Services offered by IRONVIEW CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at IRONVIEW CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Todd Michael Brady offer?

Todd Michael Brady specializes in Financial Planning, Investment Management, Wealth Management.

What are Todd Michael Brady's credentials?

Todd Michael Brady is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Todd Michael Brady located?

Todd Michael Brady is based in BLUE BELL, Pennsylvania, last registered with BERGIN, ROBERTS & CO. LLC.

How does Todd Michael Brady charge for services?

Todd Michael Brady's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BERGIN, ROBERTS & CO. LLC?

BERGIN, ROBERTS & CO. LLC has approximately 11 employees and manages $851M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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