Unclaimed Profile

Gary Thomas Johnson

LOCKWOOD ADVISORS INC·KING OF PRUSSIA, Pennsylvania

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 53, Series 63, Series 65Clean record27 years registeredLOCKWOOD ADVISORS INC

760 MOORE ROAD, KING OF PRUSSIA, PA 19406CRD# 1088136Firm CRD# 106108

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Thomas Johnson · KING OF PRUSSIA, PA

Registration

CRD #1088136 · LOCKWOOD ADVISORS INC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LOCKWOOD ADVISORS INC

LOCKWOOD ADVISORS INC

Nov 2016 – Jun 2018

New York, NY

LOCKWOOD ADVISORS INC

Oct 2006 – Nov 2016

New York, NY

PERSHING LLC

Jan 2005 – Mar 2006

NEW YORK, NY

CHASE INVESTMENT SERVICES CORP.

Mar 1999 – May 2004

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 53

Series 63

Series 65

Registration record

First registered · March 31, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BNY MELLON ADVISORS, INC.

CRD 106108 · SEC 801-52378

AUM

$19.7B

Regulatory assets under management

Employees

103,756 client accounts

Services offered by BNY MELLON ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at BNY MELLON ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Gary Thomas Johnson offer?

Gary Thomas Johnson specializes in Investment Management, Retirement Planning, Wealth Management.

What are Gary Thomas Johnson's credentials?

Gary Thomas Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Thomas Johnson located?

Gary Thomas Johnson is based in KING OF PRUSSIA, Pennsylvania, last registered with LOCKWOOD ADVISORS INC.

How does Gary Thomas Johnson charge for services?

Gary Thomas Johnson's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: asset based fees related to model portfolio delivery. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOCKWOOD ADVISORS INC?

LOCKWOOD ADVISORS INC has approximately 80 employees and manages $19.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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