Unclaimed Profile

Waiyee Carmen Wong

CONFLUENCE WEALTH MANAGEMENT LLC·PORTLAND, Oregon

Series 7, Series 66Clean record12 years registeredCONFLUENCE WEALTH MANAGEMENT LLC

1211 SW FIFTH AVE, PORTLAND, OR 97204CRD# 5833855Firm CRD# 107810

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Waiyee Carmen Wong · PORTLAND, OR

Registration

CRD #5833855 · CONFLUENCE WEALTH MANAGEMENT LLC · 12 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Jul 2024 – present

BUCKINGHAM STRATEGIC WEALTH, LLC

Dec 2020 – Nov 2024

PORTLAND, OR

CONFLUENCE WEALTH MANAGEMENT LLC

Jun 2014 – Dec 2020

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · June 5, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONFLUENCE WEALTH MANAGEMENT LLC

CRD 107810 · SEC 801-56974

AUM

$782M

Regulatory assets under management

Employees

1,373 client accounts

Services offered by CONFLUENCE WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONFLUENCE WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Waiyee Carmen Wong offer?

Waiyee Carmen Wong specializes in Financial Planning, Investment Management. Contact their office in PORTLAND, Oregon for a consultation.

What are Waiyee Carmen Wong's credentials?

Waiyee Carmen Wong is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Waiyee Carmen Wong located?

Waiyee Carmen Wong is based in PORTLAND, Oregon, working with CONFLUENCE WEALTH MANAGEMENT LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Waiyee Carmen Wong charge for services?

Waiyee Carmen Wong's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONFLUENCE WEALTH MANAGEMENT LLC?

CONFLUENCE WEALTH MANAGEMENT LLC has approximately 17 employees and manages $782M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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