Unclaimed Profile

Kathleen Jade Kee

CONFLUENCE WEALTH MANAGEMENT LLC·PORTLAND, Oregon

Series 7, Series 63Clean record23 years registeredCONFLUENCE WEALTH MANAGEMENT LLC

1211 SW FIFTH AVE, PORTLAND, OR 97204CRD# 1133926Firm CRD# 107810

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Jade Kee · PORTLAND, OR

Registration

CRD #1133926 · CONFLUENCE WEALTH MANAGEMENT LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONFLUENCE WEALTH MANAGEMENT LLC

FOCUS PARTNERS WEALTH, LLC

Jul 2024 – Feb 2026

PORTLAND, OR

BUCKINGHAM STRATEGIC WEALTH, LLC

Dec 2020 – Jul 2024

PORTLAND, OR

CONFLUENCE WEALTH MANAGEMENT LLC

Oct 2002 – Dec 2020

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · October 25, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONFLUENCE WEALTH MANAGEMENT LLC

CRD 107810 · SEC 801-56974

AUM

$782M

Regulatory assets under management

Employees

1,373 client accounts

Services offered by CONFLUENCE WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONFLUENCE WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Kathleen Jade Kee offer?

Kathleen Jade Kee specializes in Financial Planning, Investment Management.

What are Kathleen Jade Kee's credentials?

Kathleen Jade Kee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen Jade Kee located?

Kathleen Jade Kee is based in PORTLAND, Oregon, last registered with CONFLUENCE WEALTH MANAGEMENT LLC.

How does Kathleen Jade Kee charge for services?

Kathleen Jade Kee's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONFLUENCE WEALTH MANAGEMENT LLC?

CONFLUENCE WEALTH MANAGEMENT LLC has approximately 17 employees and manages $782M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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