Unclaimed Profile

David Morganstern

CONFLUENCE WEALTH MANAGEMENT LLC·PORTLAND, Oregon

Series 2, Series 6528 years registeredCONFLUENCE WEALTH MANAGEMENT LLC

1211 SW FIFTH AVE, PORTLAND, OR 97204CRD# 2727921Firm CRD# 107810

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Morganstern · PORTLAND, OR

Registration

CRD #2727921 · CONFLUENCE WEALTH MANAGEMENT LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONFLUENCE WEALTH MANAGEMENT LLC

CONFLUENCE WEALTH MANAGEMENT LLC

Dec 2011 – Jun 2016

PORTLAND, OR

CMC ADVISERS, LLC

Mar 1998 – Nov 2011

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

Series 2

Series 65

Registration record

First registered · March 3, 1998

Years registered · 28

Disclosure History

1996Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CONFLUENCE WEALTH MANAGEMENT LLC

CRD 107810 · SEC 801-56974

AUM

$782M

Regulatory assets under management

Employees

1,373 client accounts

Services offered by CONFLUENCE WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONFLUENCE WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does David Morganstern offer?

David Morganstern specializes in Financial Planning, Investment Management.

What are David Morganstern's credentials?

David Morganstern is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Morganstern located?

David Morganstern is based in PORTLAND, Oregon, last registered with CONFLUENCE WEALTH MANAGEMENT LLC.

How does David Morganstern charge for services?

David Morganstern's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONFLUENCE WEALTH MANAGEMENT LLC?

CONFLUENCE WEALTH MANAGEMENT LLC has approximately 17 employees and manages $782M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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