Unclaimed Profile

Marilyn Ruth Bergen

CONFLUENCE WEALTH MANAGEMENT LLC·PORTLAND, Oregon

Series 6, Series 7, Series 24, Series 63Clean record29 years registeredCONFLUENCE WEALTH MANAGEMENT LLC

1211 SW FIFTH AVE, PORTLAND, OR 97204CRD# 1180491Firm CRD# 107810

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marilyn Ruth Bergen · PORTLAND, OR

Registration

CRD #1180491 · CONFLUENCE WEALTH MANAGEMENT LLC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONFLUENCE WEALTH MANAGEMENT LLC

CONFLUENCE WEALTH MANAGEMENT LLC

Dec 2011 – Jan 2019

PORTLAND, OR

CMC ADVISERS, LLC

Oct 1996 – Nov 2011

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · October 3, 1996

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONFLUENCE WEALTH MANAGEMENT LLC

CRD 107810 · SEC 801-56974

AUM

$782M

Regulatory assets under management

Employees

1,373 client accounts

Services offered by CONFLUENCE WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONFLUENCE WEALTH MANAGEMENT LLC →

Introduction

Speak with Marilyn

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Marilyn is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PORTLAND?

Browse all registered financial advisors in PORTLAND, Oregon or claim this profile if it's yours.

Browse PORTLAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Marilyn Ruth Bergen offer?

Marilyn Ruth Bergen specializes in Financial Planning, Investment Management.

What are Marilyn Ruth Bergen's credentials?

Marilyn Ruth Bergen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marilyn Ruth Bergen located?

Marilyn Ruth Bergen is based in PORTLAND, Oregon, last registered with CONFLUENCE WEALTH MANAGEMENT LLC.

How does Marilyn Ruth Bergen charge for services?

Marilyn Ruth Bergen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONFLUENCE WEALTH MANAGEMENT LLC?

CONFLUENCE WEALTH MANAGEMENT LLC has approximately 17 employees and manages $782M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →