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Richard Schwartz

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC·LAKE OSWEGO, Oregon
Unclaimed Profile
5800 MEADOWS ROAD, LAKE OSWEGO, OR 97035-8246CRD# 4340529Firm CRD# 138347
01

About

Richard Schwartz is a registered financial advisor based in LAKE OSWEGO, Oregon, affiliated with SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC
AUM
$210M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4340529
Firm CRD# 138347
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Schwartz offer?
Richard Schwartz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAKE OSWEGO, Oregon for a consultation.
What are Richard Schwartz's credentials?
Richard Schwartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Schwartz located?
Richard Schwartz is based in LAKE OSWEGO, Oregon, working with SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC. Their office serves clients in the LAKE OSWEGO metropolitan area and surrounding communities.
How does Richard Schwartz charge for services?
Richard Schwartz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC?
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC has approximately 6 employees and manages $210M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Oregon
PORTLAND (575)BEND (47)EUGENE (40)SALEM (35)BEAVERTON (27)
City Guides
PORTLAND GuideBEND GuideEUGENE GuideSALEM GuideBEAVERTON Guide
Research
Advisor Fees in OregonNational Fee Analysis
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