Unclaimed Profile

Nichols Milbank Cutting

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC·CORVALLIS, Oregon

Series 7, Series 66Clean record24 years registeredSPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

1745 NW KINGS BLVD., CORVALLIS, OR 97330-1905CRD# 4405054Firm CRD# 138347

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nichols Milbank Cutting · CORVALLIS, OR

Registration

CRD #4405054 · SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

Apr 2006 – Jun 2026

CORVALLIS, OR

1ST GLOBAL ADVISORS INC

Sep 2001 – Apr 2008

CORVALLIS, OR

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · September 24, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

CRD 138347 · SEC 801-65858

AUM

$210M

Regulatory assets under management

Employees

728 client accounts

Services offered by SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Nichols Milbank Cutting offer?

Nichols Milbank Cutting specializes in Financial Planning, Investment Management, Wealth Management.

What are Nichols Milbank Cutting's credentials?

Nichols Milbank Cutting is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nichols Milbank Cutting located?

Nichols Milbank Cutting is based in CORVALLIS, Oregon, last registered with SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC.

How does Nichols Milbank Cutting charge for services?

Nichols Milbank Cutting's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC?

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC has approximately 6 employees and manages $210M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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