Unclaimed Profile

Loretta Michelle Sorem

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC·LAKE OSWEGO, Oregon

SIE, Series 7, Series 66Clean record25 years registeredSPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

4949 SW MEADOWS ROAD, LAKE OSWEGO, OR 97035-3147CRD# 4326004Firm CRD# 138347

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Loretta Michelle Sorem · LAKE OSWEGO, OR

Registration

CRD #4326004 · SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

Apr 2006 – Dec 2018

LAKE OSWEGO, OR

1ST GLOBAL ADVISORS INC

Jun 2001 – Apr 2008

CORVALLIS, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 11, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

CRD 138347 · SEC 801-65858

AUM

$210M

Regulatory assets under management

Employees

728 client accounts

Services offered by SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Loretta Michelle Sorem offer?

Loretta Michelle Sorem specializes in Financial Planning, Investment Management, Wealth Management.

What are Loretta Michelle Sorem's credentials?

Loretta Michelle Sorem is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Loretta Michelle Sorem located?

Loretta Michelle Sorem is based in LAKE OSWEGO, Oregon, last registered with SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC.

How does Loretta Michelle Sorem charge for services?

Loretta Michelle Sorem's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC?

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC has approximately 6 employees and manages $210M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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