Unclaimed Profile

David C Lowell

BOK FINANCIAL SECURITIES, INC.·TULSA, Oklahoma

SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, Series 65, Series 99TOClean record24 years registeredBOK FINANCIAL SECURITIES, INC.

ONE WILLIAMS CENTER, TULSA, OK 74172CRD# 2695450Firm CRD# 17530

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David C Lowell · TULSA, OK

Registration

CRD #2695450 · BOK FINANCIAL SECURITIES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BOK FINANCIAL SECURITIES, INC.

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CETERA INVESTMENT ADVISERS LLC

Oct 2019 – Jun 2022

DESTIN, FL

RAYMOND JAMES & ASSOCIATES, INC.

Jul 2018 – Mar 2019

DALLAS, TX

WELLS FARGO CLEARING SERVICES, LLC

Oct 2017 – Aug 2018

DALLAS, TX

BOK FINANCIAL ADVISORS

May 2010 – Dec 2016

TULSA, OK

MORGAN STANLEY

May 2002 – Mar 2007

TULSA, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 24

Series 31

Series 63

Series 65

Series 99TO

Registration record

First registered · May 21, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BOK FINANCIAL SECURITIES, INC.

CRD 17530 · SEC 801-53600

AUM

$738M

Regulatory assets under management

Employees

165

3,101 client accounts

Services offered by BOK FINANCIAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BOK FINANCIAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does David C Lowell offer?

David C Lowell specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are David C Lowell's credentials?

David C Lowell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David C Lowell located?

David C Lowell is based in TULSA, Oklahoma, last registered with BOK FINANCIAL SECURITIES, INC..

How does David C Lowell charge for services?

David C Lowell's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BOK FINANCIAL SECURITIES, INC.?

BOK FINANCIAL SECURITIES, INC. has approximately 165 employees and manages $738M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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