Unclaimed Profile

Brett Alan Dean

BOK FINANCIAL SECURITIES, INC.·TULSA, Oklahoma

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 72, Series 79TO, Series 99TOClean recordBOK FINANCIAL SECURITIES, INC.

ONE WILLIAMS CENTER, TULSA, OK 74102CRD# 1716141Firm CRD# 17530

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brett Alan Dean · TULSA, OK

Registration

CRD #1716141 · BOK FINANCIAL SECURITIES, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 72

Series 79TO

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BOK FINANCIAL SECURITIES, INC.

CRD 17530 · SEC 801-53600

AUM

$738M

Regulatory assets under management

Employees

165

3,101 client accounts

Services offered by BOK FINANCIAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BOK FINANCIAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Brett Alan Dean offer?

Brett Alan Dean specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in TULSA, Oklahoma for a consultation.

What are Brett Alan Dean's credentials?

Brett Alan Dean is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brett Alan Dean located?

Brett Alan Dean is based in TULSA, Oklahoma, working with BOK FINANCIAL SECURITIES, INC.. Their office serves clients in the TULSA metropolitan area and surrounding communities.

How does Brett Alan Dean charge for services?

Brett Alan Dean's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BOK FINANCIAL SECURITIES, INC.?

BOK FINANCIAL SECURITIES, INC. has approximately 165 employees and manages $738M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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