Unclaimed Profile

Jon Craig Swanson

BOK FINANCIAL SECURITIES, INC.·TULSA, Oklahoma

SIE, Series 4, Series 7, Series 14, Series 24, Series 31, Series 52TO, Series 53, Series 66, Series 79TO, Series 99TOClean record18 years registeredBOK FINANCIAL SECURITIES, INC.

ONE WILLIAMS CENTER, TULSA, OK 74102CRD# 5010899Firm CRD# 17530

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jon Craig Swanson · TULSA, OK

Registration

CRD #5010899 · BOK FINANCIAL SECURITIES, INC. · 18 years registered

Brand Profile

Not yet started

Career History

BOK FINANCIAL ADVISORS

Mar 2009 – present

FIRST WALL STREET CORP.

Jan 2008 – Dec 2008

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 31

Series 52TO

Series 53

Series 66

Series 79TO

Series 99TO

Registration record

First registered · January 3, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BOK FINANCIAL SECURITIES, INC.

CRD 17530 · SEC 801-53600

AUM

$738M

Regulatory assets under management

Employees

165

3,101 client accounts

Services offered by BOK FINANCIAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BOK FINANCIAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Jon Craig Swanson offer?

Jon Craig Swanson specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in TULSA, Oklahoma for a consultation.

What are Jon Craig Swanson's credentials?

Jon Craig Swanson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jon Craig Swanson located?

Jon Craig Swanson is based in TULSA, Oklahoma, working with BOK FINANCIAL SECURITIES, INC.. Their office serves clients in the TULSA metropolitan area and surrounding communities.

How does Jon Craig Swanson charge for services?

Jon Craig Swanson's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BOK FINANCIAL SECURITIES, INC.?

BOK FINANCIAL SECURITIES, INC. has approximately 165 employees and manages $738M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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