Unclaimed Profile

Fred G Botek

ST. CLAIR ADVISORS, LLC·MAYFIELD HEIGHTS, Ohio

SIE, Series 7, Series 63, Series 65Clean record24 years registeredST. CLAIR ADVISORS, LLC

6120 PARKLAND BLVD., MAYFIELD HEIGHTS, OH 44124-6129CRD# 4360854Firm CRD# 155064

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Fred G Botek · MAYFIELD HEIGHTS, OH

Registration

CRD #4360854 · ST. CLAIR ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

ST. CLAIR ADVISORS, LLC

Jul 2018 – present

CM WEALTH ADVISORS INC.

Dec 2015 – Feb 2018

Pepper Pike, OH

SEQUOIA FINANCIAL ADVISORS, L.L.C.

Mar 2005 – Feb 2006

CLEVELAND, OH

LPL FINANCIAL LLC

Mar 2005 – Oct 2015

RUSSELL, OH

BANC ONE SECURITIES CORPORATION

Mar 2002 – Mar 2003

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · March 21, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ST. CLAIR ADVISORS, LLC

CRD 155064 · SEC 801-71857

AUM

$872M

Regulatory assets under management

Employees

536 client accounts

Services offered by ST. CLAIR ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ST. CLAIR ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Fred G Botek offer?

Fred G Botek specializes in Financial Planning, Investment Management. Contact their office in MAYFIELD HEIGHTS, Ohio for a consultation.

What are Fred G Botek's credentials?

Fred G Botek is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Fred G Botek located?

Fred G Botek is based in MAYFIELD HEIGHTS, Ohio, working with ST. CLAIR ADVISORS, LLC. Their office serves clients in the MAYFIELD HEIGHTS metropolitan area and surrounding communities.

How does Fred G Botek charge for services?

Fred G Botek's firm is compensated through percentage of aum, hourly charges, subscription fees, other: a percentage of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ST. CLAIR ADVISORS, LLC?

ST. CLAIR ADVISORS, LLC has approximately 12 employees and manages $872M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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