Unclaimed Profile

Ronald Edward Bates

ST. CLAIR ADVISORS, LLC·MAYFIELD HEIGHTS, Ohio

Series 3Clean record15 years registeredST. CLAIR ADVISORS, LLC

6120 PARKLAND BLVD., MAYFIELD HEIGHTS, OH 44124-6129CRD# 2713953Firm CRD# 155064

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Edward Bates · MAYFIELD HEIGHTS, OH

Registration

CRD #2713953 · ST. CLAIR ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

ST. CLAIR ADVISORS, LLC

Feb 2012 – present

ALTUS WEALTH ADVISORS, LLC

Jul 2011 – Dec 2011

MAYFIELD HEIGHTS, OH

Registrations & Exams

FINRA examinations passed

Series 3

Registration record

First registered · July 12, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ST. CLAIR ADVISORS, LLC

CRD 155064 · SEC 801-71857

AUM

$872M

Regulatory assets under management

Employees

536 client accounts

Services offered by ST. CLAIR ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ST. CLAIR ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Ronald Edward Bates offer?

Ronald Edward Bates specializes in Financial Planning, Investment Management. Contact their office in MAYFIELD HEIGHTS, Ohio for a consultation.

What are Ronald Edward Bates's credentials?

Ronald Edward Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Edward Bates located?

Ronald Edward Bates is based in MAYFIELD HEIGHTS, Ohio, working with ST. CLAIR ADVISORS, LLC. Their office serves clients in the MAYFIELD HEIGHTS metropolitan area and surrounding communities.

How does Ronald Edward Bates charge for services?

Ronald Edward Bates's firm is compensated through percentage of aum, hourly charges, subscription fees, other: a percentage of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ST. CLAIR ADVISORS, LLC?

ST. CLAIR ADVISORS, LLC has approximately 12 employees and manages $872M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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