Unclaimed Profile

Carole Jean Weinberg

FINANCIAL PLANNERS OF CLEVELAND, INC.·MAYFIELD HEIGHTS, Ohio

SIE, Series 7, Series 66Clean record26 years registeredFINANCIAL PLANNERS OF CLEVELAND, INC.

6095 PARKLAND BLVD., SUITE 210, MAYFIELD HEIGHTS, OH 44124CRD# 2437514Firm CRD# 120086

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carole Jean Weinberg · MAYFIELD HEIGHTS, OH

Registration

CRD #2437514 · FINANCIAL PLANNERS OF CLEVELAND, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL PLANNERS OF CLEVELAND, INC.

NCA FINANCIAL PLANNERS

Dec 1999 – Oct 2019

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 7, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL PLANNERS OF CLEVELAND, INC.

CRD 120086 · SEC 801-67059

AUM

$759M

Regulatory assets under management

Employees

1,873 client accounts

Services offered by FINANCIAL PLANNERS OF CLEVELAND, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINANCIAL PLANNERS OF CLEVELAND, INC. →

Introduction

Speak with Carole

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Carole is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MAYFIELD HEIGHTS?

Browse all registered financial advisors in MAYFIELD HEIGHTS, Ohio or claim this profile if it's yours.

Browse MAYFIELD HEIGHTS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Carole Jean Weinberg offer?

Carole Jean Weinberg specializes in Financial Planning, Investment Management.

What are Carole Jean Weinberg's credentials?

Carole Jean Weinberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carole Jean Weinberg located?

Carole Jean Weinberg is based in MAYFIELD HEIGHTS, Ohio, last registered with FINANCIAL PLANNERS OF CLEVELAND, INC..

How does Carole Jean Weinberg charge for services?

Carole Jean Weinberg's firm is compensated through percentage of aum, subscription fees, other: fee for monitoring third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL PLANNERS OF CLEVELAND, INC.?

FINANCIAL PLANNERS OF CLEVELAND, INC. has approximately 22 employees and manages $759M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →