Unclaimed Profile

Dennis Patrick Lehman

FINANCIAL PLANNERS OF CLEVELAND, INC.·MAYFIELD HEIGHTS, Ohio

SIE, Series 6, Series 7, Series 66CFP35 years registeredFINANCIAL PLANNERS OF CLEVELAND, INC.

6095 PARKLAND BLVD., SUITE 210, MAYFIELD HEIGHTS, OH 44124CRD# 2019289Firm CRD# 120086

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Patrick Lehman · MAYFIELD HEIGHTS, OH

Registration

CRD #2019289 · FINANCIAL PLANNERS OF CLEVELAND, INC. · 35 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Dec 2021 – present

OSAIC WEALTH, INC.

Jan 1991 – present

NCA FINANCIAL PLANNERS

Dec 1999 – Jan 2022

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 66

Registration record

First registered · January 17, 1991

Years registered · 35

Professional designation · CFP

Disclosure History

2022Regulatory·Final

2014Customer Dispute·Closed-No Action

2012Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL PLANNERS OF CLEVELAND, INC.

CRD 120086 · SEC 801-67059

AUM

$759M

Regulatory assets under management

Employees

1,873 client accounts

Services offered by FINANCIAL PLANNERS OF CLEVELAND, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINANCIAL PLANNERS OF CLEVELAND, INC. →

Introduction

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Frequently Asked Questions

What services does Dennis Patrick Lehman offer?

Dennis Patrick Lehman specializes in Financial Planning, Investment Management. Contact their office in MAYFIELD HEIGHTS, Ohio for a consultation.

What are Dennis Patrick Lehman's credentials?

Dennis Patrick Lehman holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Dennis Patrick Lehman located?

Dennis Patrick Lehman is based in MAYFIELD HEIGHTS, Ohio, working with FINANCIAL PLANNERS OF CLEVELAND, INC.. Their office serves clients in the MAYFIELD HEIGHTS metropolitan area and surrounding communities.

How does Dennis Patrick Lehman charge for services?

Dennis Patrick Lehman's firm is compensated through percentage of aum, subscription fees, other: fee for monitoring third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL PLANNERS OF CLEVELAND, INC.?

FINANCIAL PLANNERS OF CLEVELAND, INC. has approximately 22 employees and manages $759M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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