Unclaimed Profile

Michelle Marie Schwab

ELLSWORTH ADVISORS, LLC·HUDSON, Ohio

SIE, Series 7, Series 24, Series 53, Series 63, Series 6524 years registeredELLSWORTH ADVISORS, LLC

1764 GEORGETOWN ROAD, HUDSON, OH 44236CRD# 3153160Firm CRD# 297464

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michelle Marie Schwab · HUDSON, OH

Registration

CRD #3153160 · ELLSWORTH ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

ELLSWORTH ADVISORS, LLC

Nov 2018 – present

WESTERN INTERNATIONAL SECURITIES

Dec 2010 – May 2017

PASADENA, CA

MML INVESTORS SERVICES, INC.

Jul 2004 – Sep 2010

CHICAGO, IL

NBC SECURITIES, INC.

Jun 2002 – Jun 2004

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · June 25, 2002

Years registered · 24

Disclosure History

2025Judgment / Lien

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ELLSWORTH ADVISORS, LLC

CRD 297464 · SEC 801-113634

AUM

$914M

Regulatory assets under management

Employees

1,500 client accounts

Services offered by ELLSWORTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ELLSWORTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Michelle Marie Schwab offer?

Michelle Marie Schwab specializes in Financial Planning, Investment Management. Contact their office in HUDSON, Ohio for a consultation.

What are Michelle Marie Schwab's credentials?

Michelle Marie Schwab is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michelle Marie Schwab located?

Michelle Marie Schwab is based in HUDSON, Ohio, working with ELLSWORTH ADVISORS, LLC. Their office serves clients in the HUDSON metropolitan area and surrounding communities.

How does Michelle Marie Schwab charge for services?

Michelle Marie Schwab's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELLSWORTH ADVISORS, LLC?

ELLSWORTH ADVISORS, LLC has approximately 13 employees and manages $914M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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