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Ryan Philip Ruggaard

RUGGAARD & ASSOCIATES, LLC·HUDSON, Ohio
SIE, Series 7, Series 63, Series 65, Series 86, Series 87Clean record3 years registeredRUGGAARD & ASSOCIATES, LLC
110 W STREETSBORO ST., HUDSON, OH 44236CRD# 6415983Firm CRD# 107489

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ryan Philip Ruggaard · HUDSON, OH
Registration
CRD #6415983 · RUGGAARD & ASSOCIATES, LLC · 3 years registered
Brand Profile
Not yet started
01

Career History

RUGGAARD & ASSOCIATES
Aug 2022 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Series 86
Series 87
Registration record
First registered · August 19, 2022
Years registered · 3
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RUGGAARD & ASSOCIATES, LLC
CRD 107489 · SEC 801-43618
AUM
$312M
Regulatory assets under management
Employees
10
865 client accounts
Services offered by RUGGAARD & ASSOCIATES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RUGGAARD & ASSOCIATES, LLC →
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05

Frequently Asked Questions

What services does Ryan Philip Ruggaard offer?
Ryan Philip Ruggaard specializes in Financial Planning, Investment Management. Contact their office in HUDSON, Ohio for a consultation.
What are Ryan Philip Ruggaard's credentials?
Ryan Philip Ruggaard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ryan Philip Ruggaard located?
Ryan Philip Ruggaard is based in HUDSON, Ohio, working with RUGGAARD & ASSOCIATES, LLC. Their office serves clients in the HUDSON metropolitan area and surrounding communities.
How does Ryan Philip Ruggaard charge for services?
Ryan Philip Ruggaard's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RUGGAARD & ASSOCIATES, LLC?
RUGGAARD & ASSOCIATES, LLC has approximately 10 employees and manages $312M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RUGGAARD & ASSOCIATES, LLC

David Adam Sleeter
HUDSON, OH
CFA
John Dean May Iii
HUDSON, OH
CFP
Randall Paul Ruggaard
HUDSON, OH

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