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Randall Paul Ruggaard

RUGGAARD & ASSOCIATES, LLC·HUDSON, Ohio
Series 6, Series 7, Series 22, Series 63Clean record24 years registeredRUGGAARD & ASSOCIATES, LLC
110 W STREETSBORO ST., HUDSON, OH 44236CRD# 1028988Firm CRD# 107489

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Randall Paul Ruggaard · HUDSON, OH
Registration
CRD #1028988 · RUGGAARD & ASSOCIATES, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

RUGGAARD & ASSOCIATES
Jan 2002 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 22
Series 63
Registration record
First registered · January 14, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RUGGAARD & ASSOCIATES, LLC
CRD 107489 · SEC 801-43618
AUM
$312M
Regulatory assets under management
Employees
10
865 client accounts
Services offered by RUGGAARD & ASSOCIATES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RUGGAARD & ASSOCIATES, LLC →
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05

Frequently Asked Questions

What services does Randall Paul Ruggaard offer?
Randall Paul Ruggaard specializes in Financial Planning, Investment Management. Contact their office in HUDSON, Ohio for a consultation.
What are Randall Paul Ruggaard's credentials?
Randall Paul Ruggaard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Randall Paul Ruggaard located?
Randall Paul Ruggaard is based in HUDSON, Ohio, working with RUGGAARD & ASSOCIATES, LLC. Their office serves clients in the HUDSON metropolitan area and surrounding communities.
How does Randall Paul Ruggaard charge for services?
Randall Paul Ruggaard's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RUGGAARD & ASSOCIATES, LLC?
RUGGAARD & ASSOCIATES, LLC has approximately 10 employees and manages $312M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RUGGAARD & ASSOCIATES, LLC

John Dean May Iii
HUDSON, OH
CFP
David Adam Sleeter
HUDSON, OH
CFA
Ryan Philip Ruggaard
HUDSON, OH

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