Unclaimed Profile

David Adam Sleeter

RUGGAARD & ASSOCIATES, LLC·HUDSON, Ohio

SIE, Series 7, Series 66CFAClean record12 years registeredRUGGAARD & ASSOCIATES, LLC

110 W STREETSBORO ST., HUDSON, OH 44236CRD# 6196325Firm CRD# 107489

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Adam Sleeter · HUDSON, OH

Registration

CRD #6196325 · RUGGAARD & ASSOCIATES, LLC · 12 years registered

Brand Profile

Not yet started

Career History

RUGGAARD & ASSOCIATES

Jan 2023 – present

TOTAL CLARITY WEALTH MANAGEMENT, INC

Oct 2013 – Dec 2022

OAK BROOK, IL

CETERA ADVISOR NETWORKS LLC

Oct 2013 – May 2016

OAK BROOK, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 17, 2013

Years registered · 12

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RUGGAARD & ASSOCIATES, LLC

CRD 107489 · SEC 801-43618

AUM

$312M

Regulatory assets under management

Employees

865 client accounts

Services offered by RUGGAARD & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RUGGAARD & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does David Adam Sleeter offer?

David Adam Sleeter specializes in Financial Planning, Investment Management. Contact their office in HUDSON, Ohio for a consultation.

What are David Adam Sleeter's credentials?

David Adam Sleeter holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Adam Sleeter located?

David Adam Sleeter is based in HUDSON, Ohio, working with RUGGAARD & ASSOCIATES, LLC. Their office serves clients in the HUDSON metropolitan area and surrounding communities.

How does David Adam Sleeter charge for services?

David Adam Sleeter's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RUGGAARD & ASSOCIATES, LLC?

RUGGAARD & ASSOCIATES, LLC has approximately 10 employees and manages $312M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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