Unclaimed Profile

Philip Eugene Kessler

SWS PARTNERS, LLC·COLUMBUS, Ohio

Series 7, Series 31, Series 66Clean record17 years registeredSWS PARTNERS, LLC

230 WEST STREET, COLUMBUS, OH 43201CRD# 5528859Firm CRD# 281838

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Eugene Kessler · COLUMBUS, OH

Registration

CRD #5528859 · SWS PARTNERS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

SWS PARTNERS, LLC

Jan 2017 – present

SWS PARTNERS, LLC

Dec 2015 – Dec 2016

COLUMBUS, OH

KESSLER WEALTH ADVISORS

Oct 2014 – Nov 2015

COLUMBUS, OH

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2012 – Sep 2014

COLUMBUS, OH

ALLIANCEBERNSTEIN L.P.

Aug 2008 – Sep 2011

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 66

Registration record

First registered · August 29, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SWS PARTNERS, LLC

CRD 281838 · SEC 801-107254

AUM

$354M

Regulatory assets under management

Employees

579 client accounts

Services offered by SWS PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SWS PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Philip Eugene Kessler offer?

Philip Eugene Kessler specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in COLUMBUS, Ohio for a consultation.

What are Philip Eugene Kessler's credentials?

Philip Eugene Kessler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Eugene Kessler located?

Philip Eugene Kessler is based in COLUMBUS, Ohio, working with SWS PARTNERS, LLC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.

How does Philip Eugene Kessler charge for services?

Philip Eugene Kessler's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWS PARTNERS, LLC?

SWS PARTNERS, LLC has approximately 5 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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