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Michael Brennan Stafford

SWS PARTNERS, LLC·COLUMBUS, Ohio
SIE, Series 7, Series 66Clean record21 years registeredSWS PARTNERS, LLC
985 NORTH HIGH STREET, COLUMBUS, OH 43201CRD# 4793658Firm CRD# 281838

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Brennan Stafford · COLUMBUS, OH
Registration
CRD #4793658 · SWS PARTNERS, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

ONE BRICK CAPITAL, LLC
Jan 2019 – present
SWS PARTNERS, LLC
Jan 2017 – Dec 2018
COLUMBUS, OH
SWS PARTNERS, LLC
Dec 2015 – Dec 2016
COLUMBUS, OH
AMERIPRISE FINANCIAL SERVICES, INC.
Aug 2004 – Nov 2015
COLUMBUS, OH
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · August 27, 2004
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SWS PARTNERS, LLC
CRD 281838 · SEC 801-107254
AUM
$354M
Regulatory assets under management
Employees
5
579 client accounts
Services offered by SWS PARTNERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at SWS PARTNERS, LLC →
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05

Frequently Asked Questions

What services does Michael Brennan Stafford offer?
Michael Brennan Stafford specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in COLUMBUS, Ohio for a consultation.
What are Michael Brennan Stafford's credentials?
Michael Brennan Stafford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Brennan Stafford located?
Michael Brennan Stafford is based in COLUMBUS, Ohio, working with SWS PARTNERS, LLC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does Michael Brennan Stafford charge for services?
Michael Brennan Stafford's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SWS PARTNERS, LLC?
SWS PARTNERS, LLC has approximately 5 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SWS PARTNERS, LLC

Kristin Lynne Prieur
COLUMBUS, OH
James Franklin Parker
COLUMBUS, OH
Philip Eugene Kessler
COLUMBUS, OH

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