Unclaimed Profile

Kristin Lynne Prieur

SWS PARTNERS, LLC·COLUMBUS, Ohio

Series 7, Series 6615 years registeredSWS PARTNERS, LLC

230 WEST STREET, COLUMBUS, OH 43201CRD# 5690802Firm CRD# 281838

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kristin Lynne Prieur · COLUMBUS, OH

Registration

CRD #5690802 · SWS PARTNERS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SWS PARTNERS, LLC

FINANCIAL STRATEGIES GROUP, INC

Jun 2018 – Jun 2023

OKEMOS, MI

MAINSTAY CAPITAL MANAGEMENT, LLC

Oct 2010 – Jun 2018

GRAND BLANC, MI

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · October 8, 2010

Years registered · 15

Disclosure History

2018Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SWS PARTNERS, LLC

CRD 281838 · SEC 801-107254

AUM

$354M

Regulatory assets under management

Employees

579 client accounts

Services offered by SWS PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SWS PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Kristin Lynne Prieur offer?

Kristin Lynne Prieur specializes in Financial Planning, Investment Management, Retirement Planning.

What are Kristin Lynne Prieur's credentials?

Kristin Lynne Prieur is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kristin Lynne Prieur located?

Kristin Lynne Prieur is based in COLUMBUS, Ohio, last registered with SWS PARTNERS, LLC.

How does Kristin Lynne Prieur charge for services?

Kristin Lynne Prieur's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWS PARTNERS, LLC?

SWS PARTNERS, LLC has approximately 5 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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