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SWS PARTNERS, LLC
SWS PARTNERS, LLC
COLUMBUS, Ohio
·
4 registered advisors
·
CRD# 281838
SEC# 801-107254
0
614-670-5733
01
Firm Overview
AUM
$354M
Regulatory assets under management
Employees
5
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Pension consulting
Other
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Financial Planning
Investment Management
Retirement Planning
04
Advisors at SWS PARTNERS, LLC
4 registered advisors
James Franklin Parker
COLUMBUS, Ohio
CRD# 4462889
Kristin Lynne Prieur
COLUMBUS, Ohio
CRD# 5690802
Michael Brennan Stafford
COLUMBUS, Ohio
CRD# 4793658
Philip Eugene Kessler
COLUMBUS, Ohio
CRD# 5528859
05
Office Locations
COLUMBUS, Ohio
4 advisors
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Data sourced from SEC Form ADV filings. SWS PARTNERS, LLC (CRD# 281838) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.