Unclaimed Profile

Jeffrey Neal Malbasa

SPERO-SMITH INVESTMENT ADVISERS, INC.·CLEVELAND, Ohio

SIE, Series 6, Series 7TO, Series 24, Series 26, Series 63, Series 65CFAClean record16 years registeredSPERO-SMITH INVESTMENT ADVISERS, INC.

50 PUBLIC SQUARE, CLEVELAND, OH 44113CRD# 5315690Firm CRD# 105428

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Neal Malbasa · CLEVELAND, OH

Registration

CRD #5315690 · SPERO-SMITH INVESTMENT ADVISERS, INC. · 16 years registered

Brand Profile

Not yet started

Career History

CAPITAL CLIENT GROUP, INC.

May 2017 – present

CAPITAL CLIENT GROUP, INC.

Apr 2017 – present

HPM PARTNERS LLC

Dec 2016 – Apr 2017

Cleveland, OH

SPERO-SMITH INVESTMENT ADVISERS, INC.

Oct 2009 – Oct 2016

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7TO

Series 24

Series 26

Series 63

Series 65

Registration record

First registered · October 29, 2009

Years registered · 16

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPERO-SMITH INVESTMENT ADVISERS, INC.

CRD 105428 · SEC 801-20893

AUM

$810M

Regulatory assets under management

Employees

1,640 client accounts

Services offered by SPERO-SMITH INVESTMENT ADVISERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SPERO-SMITH INVESTMENT ADVISERS, INC. →

Introduction

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Frequently Asked Questions

What services does Jeffrey Neal Malbasa offer?

Jeffrey Neal Malbasa specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CLEVELAND, Ohio for a consultation.

What are Jeffrey Neal Malbasa's credentials?

Jeffrey Neal Malbasa holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jeffrey Neal Malbasa located?

Jeffrey Neal Malbasa is based in CLEVELAND, Ohio, working with SPERO-SMITH INVESTMENT ADVISERS, INC.. Their office serves clients in the CLEVELAND metropolitan area and surrounding communities.

How does Jeffrey Neal Malbasa charge for services?

Jeffrey Neal Malbasa's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPERO-SMITH INVESTMENT ADVISERS, INC.?

SPERO-SMITH INVESTMENT ADVISERS, INC. has approximately 15 employees and manages $810M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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