Unclaimed Profile

Stephen Allen Malbasa

SPERO-SMITH INVESTMENT ADVISERS, INC.·CLEVELAND, Ohio

Series 1, Series 2, Series 6, Series 26, Series 63Clean record11 years registeredSPERO-SMITH INVESTMENT ADVISERS, INC.

50 PUBLIC SQUARE, CLEVELAND, OH 44113CRD# 862645Firm CRD# 105428

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Allen Malbasa · CLEVELAND, OH

Registration

CRD #862645 · SPERO-SMITH INVESTMENT ADVISERS, INC. · 11 years registered

Brand Profile

Not yet started

Career History

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

Jul 2022 – present

CERITY PARTNERS LLC

Dec 2016 – present

SPERO-SMITH INVESTMENT ADVISERS, INC.

Oct 2014 – Oct 2016

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

Series 1

Series 2

Series 6

Series 26

Series 63

Registration record

First registered · October 9, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPERO-SMITH INVESTMENT ADVISERS, INC.

CRD 105428 · SEC 801-20893

AUM

$810M

Regulatory assets under management

Employees

1,640 client accounts

Services offered by SPERO-SMITH INVESTMENT ADVISERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SPERO-SMITH INVESTMENT ADVISERS, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Allen Malbasa offer?

Stephen Allen Malbasa specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CLEVELAND, Ohio for a consultation.

What are Stephen Allen Malbasa's credentials?

Stephen Allen Malbasa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Allen Malbasa located?

Stephen Allen Malbasa is based in CLEVELAND, Ohio, working with SPERO-SMITH INVESTMENT ADVISERS, INC.. Their office serves clients in the CLEVELAND metropolitan area and surrounding communities.

How does Stephen Allen Malbasa charge for services?

Stephen Allen Malbasa's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPERO-SMITH INVESTMENT ADVISERS, INC.?

SPERO-SMITH INVESTMENT ADVISERS, INC. has approximately 15 employees and manages $810M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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