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Howard Alan Slater

CEDAR BROOK FINANCIAL PARTNERS, LLC·CLEVELAND, Ohio
SIE, Series 7, Series 9, Series 10, Series 31, Series 63, Series 99TOChFC26 years registeredCEDAR BROOK FINANCIAL PARTNERS, LLC
5885 LANDERBROOK DRIVE, CLEVELAND, OH 44124CRD# 2447823Firm CRD# 290670

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Alan Slater · CLEVELAND, OH
Registration
CRD #2447823 · CEDAR BROOK FINANCIAL PARTNERS, LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

SIGNATURE ESTATE SECURITIES, LLC
Jun 2024present
Jun 2024present
Apr 2021Jun 2024
Cleveland, OH
Mar 2018Jul 2024
CLEVELAND, OH
Jul 2013Apr 2021
MAYFIELD HEIGHTS, OH
Jul 2005Feb 2013
MAYFIELD HEIGHTS, OH
Jan 2000Jul 2005
CLEVELAND, OH
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 31
Series 63
Series 99TO
Registration record
First registered · January 1, 2000
Years registered · 26
Professional designation · ChFC
03

Disclosure History

2017Customer Dispute·Settled
2013Customer Dispute·Denied
2013Customer Dispute·Settled
2013Regulatory·Final
2013Regulatory·Final
2012Customer Dispute·Award / Judgment
2012Customer Dispute·Settled
2012Customer Dispute·Settled
2012Customer Dispute·Settled
2012Customer Dispute·Settled
2012Customer Dispute·Settled
2011Customer Dispute·Settled
2011Customer Dispute·Settled
2011Customer Dispute·Settled
2010Customer Dispute·Settled
2010Customer Dispute·Settled
2010Customer Dispute·Settled
2010Customer Dispute·Settled
2010Customer Dispute·Settled
2010Customer Dispute·Settled
2009Customer Dispute·Settled

21 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
CEDAR BROOK FINANCIAL PARTNERS, LLC
CRD 290670 · SEC 801-112173
AUM
$1.7B
Regulatory assets under management
Employees
42
4,265 client accounts
Services offered by CEDAR BROOK FINANCIAL PARTNERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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05

Frequently Asked Questions

What services does Howard Alan Slater offer?
Howard Alan Slater specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CLEVELAND, Ohio for a consultation.
What are Howard Alan Slater's credentials?
Howard Alan Slater holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Howard Alan Slater located?
Howard Alan Slater is based in CLEVELAND, Ohio, working with CEDAR BROOK FINANCIAL PARTNERS, LLC. Their office serves clients in the CLEVELAND metropolitan area and surrounding communities.
How does Howard Alan Slater charge for services?
Howard Alan Slater's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CEDAR BROOK FINANCIAL PARTNERS, LLC?
CEDAR BROOK FINANCIAL PARTNERS, LLC has approximately 42 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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