Unclaimed Profile

Kelly Ann Smith

CEDAR BROOK FINANCIAL PARTNERS, LLC·CLEVELAND, Ohio

SIE, Series 6, Series 6TO, Series 7, Series 11, Series 63, Series 66CFPClean record23 years registeredCEDAR BROOK FINANCIAL PARTNERS, LLC

5885 LANDERBROOK DRIVE, CLEVELAND, OH 44124CRD# 2521388Firm CRD# 290670

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Ann Smith · CLEVELAND, OH

Registration

CRD #2521388 · CEDAR BROOK FINANCIAL PARTNERS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CEDAR BROOK FINANCIAL PARTNERS, LLC

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Apr 2021 – Jan 2024

Cleveland, OH

SECURITIES AMERICA ADVISORS, INC.

Dec 2016 – Apr 2021

Mayfield Heights, OH

CAPITAL ANALYSTS, INC

Jan 2013 – Feb 2013

CLEVELAND, OH

LINCOLN INVESTMENT PLANNING, INC

Jan 2013 – Feb 2013

CLEVELAND, OH

LINCOLN FINANCIAL ADVISORS CORPORATION

Feb 2003 – Nov 2004

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7

Series 11

Series 63

Series 66

Registration record

First registered · February 4, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CEDAR BROOK FINANCIAL PARTNERS, LLC

CRD 290670 · SEC 801-112173

AUM

$1.7B

Regulatory assets under management

Employees

4,265 client accounts

Services offered by CEDAR BROOK FINANCIAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CEDAR BROOK FINANCIAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Kelly Ann Smith offer?

Kelly Ann Smith specializes in Financial Planning, Investment Management, Wealth Management.

What are Kelly Ann Smith's credentials?

Kelly Ann Smith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kelly Ann Smith located?

Kelly Ann Smith is based in CLEVELAND, Ohio, last registered with CEDAR BROOK FINANCIAL PARTNERS, LLC.

How does Kelly Ann Smith charge for services?

Kelly Ann Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CEDAR BROOK FINANCIAL PARTNERS, LLC?

CEDAR BROOK FINANCIAL PARTNERS, LLC has approximately 42 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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